Equity Trading

The Capital Markets Group focuses on bringing several different product lines to its vast institutional client base. Some of these products include the private placements of debt and equity, initial public offerings and secondary underwriting, share repurchase programs, and financial advisory services.

• Extensive broker network through direct wires.

• Direct access to floors of the NYSE, AMEX and all regional exchanges.

• Ability to trade OTC securities with all major market makers.

• Member of the Thompson Alert and Oasys systems for account instructions and trade allocations.

• Clears through Bear Stearns Clearing Corp. on a fully disclosed basis.

• Ability to trade electronically through Tradeware, using FIX protocol.

• Offers portfolio rebalancing and list trading capabilities through the ITG QuantEX and POSIT trading systems.

• Commission Recapture/Third party business programs is available at competitive rates.

• Provides brokerage services at a negotiated rate based on volume.

• The trading desk has over 75 years of combined experience.

• Account base of over 100 institutional clients.

• Corporate buyback experience.