Samuel A. Ramirez & Co., Inc.

Sale Date	Par Value	Issuer	State	Role	Type of Financing
4/8/2009	435,145,000	State Public Works Board of the State of California	CA	Senior	Lease Revenue
3/31/2009	144,855,000	University of Connecticut	CT	Co-Senior	General Obligation
3/10/2009	279,355,000	New York State Environmental Facilities Corporation	NY	Co-Senior	State Personal Income Tax
3/4/2009	409,530,000	Massachusetts Water Pollution Abatement Trust	MA	Co-Senior	State Revolving Fund
2/18/2009	400,000,000	State of Connecticut	CT	Co-Senior	General Obligation
2/4/2009	175,380,000	Broward County	FL	Co-Senior	Water and Sewer Utility Revenues
12/17/2008	11,510,000	City of Chicago	IL	Co-Senior	Multi-Family Housing Revenues
12/15/2008	29,130,000	New Mexico Finance Authority	NM	Senior	Public Project Revolving Fund
12/3/2008	439,830,000	City of Houston	TX	Co-Senior	Pension Obligation
11/13/2008	765,695,000	Dormitory Authority of the State of New York	NY	Co-Senior	State Personal Income Tax
11/5/2008	354,420,000	Massachusetts Bay Transportation Authority	MA	Co-Senior	Assessment
10/17/2008	550,000,000	Metropolitan Transportation Authority	NY	Co-Senior	Transportation Revenue
10/6/2008	97,635,000	State of California	CA	Co-Senior	Federal Highway Grant Anticipation
9/17/2008	15,515,000	Socorro Independent School District	TX	Senior	School District Refunding
8/26/2008	123,585,000	Empire State Development Corporation	NY	Co-Senior	Service Contract Revenue
8/14/2008	397,885,000	Dormitory Authority of the State of New York	NY	Co-Senior	City University System Revenue
8/7/2008	136,910,000	New Jersey Education Facilities Authority	NJ	Co-Senior	College Revenue
8/5/2008	185,000,000	State of Wisconsin	WI	Co-Senior	Transportation Revenue
8/4/2008	211,975,000	Dallas County Community College District	TX	Co-Senior	General Obligation
7/23/2008	196,195,000	State of Connecticut	CT	Co-Senior	General Obligation
7/10/2008	442,855,000	Miami-Dade County	FL	Co-Senior	Water and Sewer System Revenues
7/9/2008	15,560,000	Texas Public Finance Authority	TX	Senior	Texas Facilities Commission Projects
7/1/2008	516,455,000	Dormitory Authority of the State of New York	NY	Co-Senior	Mental Health Services Facilities Revenue
6/24/2008	1,500,000,000	State of California	CA	Co-Senior	General Obligation
6/18/2008	450,365,000	Empire State Development Corporation	NY	Co-Senior	Service Contract Revenue
4/16/2008	2,276,578,269	State of Connecticut	CT	Co-Senior	General Obligation
3/12/2008	66,635,000	City of Chicago	IL	Co-Senior	Motor Fuel Tax Revenue
3/10/2008	389,825,000	Houston Independent School District	TX	Co-Senior	Limited Tax Schoolhouse
2/7/2008	3,179,260,000	State of California	CA	Co-Senior	Economic Recovery
1/14/2008	30,520,000	City of El Paso	TX	Senior	Water and Sewer Revenue
11/6/2007	1,509,999	Dilley Independent School District	TX	Senior	School District Refunding
10/25/2007	330,890,000	City of Chicago	IL	Co-Senior	General Obligation
10/17/2007	2,498,685,000	State of California	CA	Co-Senior	General Obligation
10/17/2007	61,945,000	New Mexico Finance Authority	NM	Senior	Public Project Revolving Fund
8/13/2007	7,710,416	Pawnee Independent School District	TX	Senior	School Building
7/25/2007	298,670,000	City of Houston	TX	Co-Senior	Airport System Subordinate Lien Revenue
7/25/2007	44,345,000	State of Texas	TX	Senior	Water Financial Assistance
7/19/2007	35,500,000	City of El Paso	TX	Senior	Water and Sewer Revenue
7/12/2007	197,030,000	The Regents of the University of California	CA	Co-Senior	Medical Center Pooled Revenue
6/5/2007	366,970,000	New York City Transitional Finance Authority	NY	Senior	Future Tax Secured Subordinate Lien
5/30/2007	235,000,000	State of Connecticut	CT	Co-Senior	General Obligation
5/16/2007	600,000,000	Miami-Dade County	FL	Co-Senior	Capital Asset Acquisition
5/15/2007	400,000,000	Metropolitan Water District of Southern California	CA	Co-Senior	Water Revenue
4/24/2007	316,515,000	The School Board of Miami-Dade County	FL	Co-Senior	Certificates of Participation
3/13/2007	121,355,000	New Jersey Educational Facilities Authority	NJ	Co-Senior	University Revenue Refunding
1/17/2007	34,010,000	New Mexico Finance Authority	NM	Senior	Public Project Revolving Fund
12/5/2006	135,515,000	Philadelphia Authority for Industrial Development	PA	Co-Senior	Cultural and Commercial Corridors Revenue
11/29/2006	156,150,000	City of Chicago	IL	Co-Senior	Chicago O'Hare International Airport
11/29/2006	546,150,000	University of Puerto Rico	PR	Co-Senior	University System Revenue
11/2/2006	228,340,000	City of Houston	TX	Senior	Public Improvement
10/25/2006	608,400,000	State of Connecticut	CT	Co-Senior	General Obligation
9/26/2006	79,650,000	School District of Miami-Dade County	FL	Co-Senior	General Obligation
9/26/2006	86,785,000	School District of Miami-Dade County	FL	Co-Senior	General Obligation
7/11/2006	180,070,000	State of Connecticut	CT	Co-Senior	State Revolving Fund
6/8/2006	131,555,000	New Jersey Transportation Trust Fund Authority	NJ	Co-Senior	Transportation System
5/17/2006	200,000,000	State of Connecticut	CT	Co-Senior	General Obligation
4/6/2006	113,580,000	Northside (Bexar County) Independent School District	TX	Senior	School District
2/28/2006	201,080,000	The School Board of Miami-Dade County	FL	Co-Senior	Certificates of Participation
2/28/2006	138,165,000	University of Connecticut	CT	Co-Senior	General Obligation
2/23/2006	300,000,000	State of Connecticut	CT	Co-Senior	General Obligation
2/9/2006	6,600,000	Woodsboro Independent School District	TX	Senior	School Building

Select Co-Managed & Co-Senior Managed Underwritings 2006 (over $300M)

Senior Managed Underwritings 2006 - Present