Quarterly Reporting Pursuant to SEC Rule 606
On a quarterly basis, Samuel A. Ramirez & Co.,Inc. is required to publish a report on our website that displays statistical information concerning the firm's routing of customer non-directed orders in NMS equity securities and options.
Click here for the current Samuel A. Ramirez & Co., Inc. Rule 606 Report
Notice to Clients
Upon your request, Samuel A. Ramirez & Co., Inc. will provide you with order routing information for the prior six months, including order routing destinations where your orders were routed for execution, whether the orders were directed or non-directed, and the time of the transactions, if any, that resulted from such orders.